- SMBC (New York, NY)
- …regarding trade reconciliation issues. Review transaction cost analysis to ensure quality control , proof for errors and help identify data trends for next level ... (ie, pre-trade and post-trade spot checks) in support of trading and trading operations. Effectively communicate with...support the overall desk. Work with compliance, legal and risk management to broaden working knowledge of market trends,… more
- S&P Global (New York, NY)
- …the organization expands its use of Generative AI tools. In particular, the Analyst will participate in risk -based activities, including reviewing large data ... Role/The Team:** The role of the Generative AI Monitoring Analyst is to design and execute a monitoring program...within S&P Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical… more
- Raymond James Financial, Inc. (New York, NY)
- …corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the ... and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ensuring… more
- Bank of America (New York, NY)
- …Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital Management to ... Data Support Sr. Analyst Charlotte, North Carolina;New York, New York **To...group. Proactively monitor and remediate incoming data used in risk measurement and reporting. Ensure the completeness, validity, and… more
- Mizuho Corporate Bank (New York, NY)
- …data, investigating authoritative sourcing of data, conducting data analysis to support risk assessments, and implementing data control measures to safeguard ... Mizuho's Finance businesses. Role Title: Finance Domain Data Quality Analyst As a Finance Domain Data Quality Analyst...+ Analyze large datasets to identify trends, patterns, and risk factors that may impact the organization. + Perform… more
- Mizuho Corporate Bank (New York, NY)
- … Analyst will identify and implement technical capabilities in support of Model Risk and a data control framework. Additionally, the individual will work ... Join Mizuho as a Transaction Monitoring Functional Analyst ! In this role you will bridge business...Project Support: Collaborate with cross-functional teams including Compliance, IT, Risk , and external vendors to define project scope and… more
- Bank of America (Pennington, NJ)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... Quantitative Financial Analyst New York, New York;Atlanta, Georgia; Newark, Delaware;...relating to financial modelling and model uses, particularly in trading models, market risk models and Counterparty… more
- Wellington (New York, NY)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance program, focusing… more
- TD Bank (New York, NY)
- …stress testing, and liquidity reporting.** **The QMA team works closely with front office trading and sales to deliver on their risk management, valuation and ... processes** **Coaches I mentors other team members as appropriate** **Demonstrates governance, control and risk management behaviors in alignment with TD… more
- Citigroup (New York, NY)
- The Applications Development Technology Lead Analyst is a senior level position responsible for establishing and implementing new or revised application systems and ... developers and analysts, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
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