- Robert Half Legal (San Diego, CA)
- …& Position: A well-established financial services organization is seeking a Associate General Counsel - Broker -Dealer Regulatory Compliance to join its ... advising key business units on a wide range of broker -dealer and investment advisory compliance issues. The firm has...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
- Coinbase (Sacramento, CA)
- …are looking for a highly motivated, entrepreneurial, and experienced attorney to serve as Associate General Counsel to lead key initiatives supporting the ... and manage regulatory compliance and risk management for all broker -dealer activities, ensuring adherence to SEC and FINRA rules....to SEC and FINRA rules. * Provide expert legal counsel on complex issues related to the Securities Exchange… more