- HUB International (Encino, CA)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of… more
- Robert Half Legal (Sacramento, CA)
- Description We are offering an opportunity for a Compliance Officer in Sacramento, California. This role involves ensuring the integrity of the organization and ... propose solutions. Requirements * Minimum of 3 years of experience as a Compliance Officer or in a similar role * Proficiency in Microsoft Excel and Microsoft… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and… more
- AeroVironment (Petaluma, CA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... performing the day to day activities required to operate a fully effective export compliance program to ensure company compliance with US regulatory and internal… more
- Robert Half Legal (Los Angeles, CA)
- Description We are looking for an experienced Compliance Officer to join a dynamic manufacturing team in Los Angeles, California. This role is critical in ... ensuring the organization adheres to regulatory requirements, mitigates compliance risks, and fosters a culture of accountability across all departments. If you have… more
- Veterans Affairs, Veterans Health Administration (San Diego, CA)
- …industry oversight expectations, provided the primary impetus for implementing a standardized internal compliance program. The Compliance Officer serves as a ... distribution to offices internal and external to the office. The Compliance Officer provides guidance and counsel on incorporating compliance - related… more
- City and County of San Francisco (San Francisco, CA)
- …to participate in this hiring process should contact the Title 5/EEO/ADA Compliance Officer at 415/452-5053 to make the necessary arrangements. Please ... District program or activity. For further information, contact the Title 5/EEO/ADA Compliance Officer at ###. The City and County of San Francisco encourages… more
- Stanford Health Care (Palo Alto, CA)
- …SHC/SMCH compliance and privacy matters, in collaboration with the SHC/SMCH Chief Compliance Officer and Privacy Officer , and plays a collaborative and ... Brief Overview** Reporting to the Senior Vice President (SVP) - Chief Compliance and Privacy Officer in the Office of Compliance and Privacy, the Executive… more
- City National Bank (Los Angeles, CA)
- …of BSA related policy position documents, under the guidance of the BSA Officer . As assigned, collaborates with compliance colleagues and business line ... and transaction monitoring models. Under the guidance of the BSA Officer , works with the Compliance Training Officer to ensure that ongoing management of… more
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