- City National Bank (Los Angeles, CA)
- * REGULATORY ASSOCIATE , IN- BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City ... Defense to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support… more
- Cherry Bekaert (Sacramento, CA)
- …shared success through teamwork, energy, and expertise. We approach today's toughest business challenges with a client -first mindset, working together to create ... practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance)** to join our team...to banks and financial institutions. As the level of regulatory and business complexity continues to increase,… more
- US Bank (Los Angeles, CA)
- … Group (LRG) to support the enterprise Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management ... on new products and services, rulemakings, strategic business and regulatory initiatives, and supervisory matters. The position offers candidates a career with… more
- Wells Fargo (Los Angeles, CA)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and proactively... role to anticipate and proactively seek resolutions to client and business -related issues + Demonstrate seasoned… more
- WTW (Los Angeles, CA)
- …clients by supporting new business efforts. The primary responsibility of the Associate Client Advocate is to provide an exceptional client experience, ... **Description** The Associate Client Advocate (ACA) client...needs. The ACA has a strong connection to the client 's business with a fundamental understanding of… more
- CIBC (San Francisco, CA)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Senior Client Service Associate executes the more complex transactions ... about resolution. This role also provides oversight on some aspects of the Client Service Associate 's responsibilities. **_At CIBC we enable the work environment… more
- Wells Fargo (Walnut Creek, CA)
- **About this role:** Wells Fargo is seeking a Client Associate in Wealth and Investment Management to support The Olin Group of Wells Fargo Advisors. Learn more ... about the career areas and business divisions at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **In this role you will:** + Assist Profit… more
- Wells Fargo (Los Angeles, CA)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... the career areas and business divisions at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **In this role you will:** + Assist Financial… more
- JPMorgan Chase (San Francisco, CA)
- Unlock your potential as a Client Associate at JP Morgan Advisors, where you'll be at the heart of delivering exceptional wealth management services to ... make your mark by delivering high-quality support and innovative financial solutions. As a Client Associate within the JPMorgan Advisors team, you will play a… more
- JPMorgan Chase (Redwood City, CA)
- …to offer the best investment solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will be tasked ... with delivering exceptional client service, operational marketing, and administrative support to our...Risk Management procedures, backing the operational processes of the business unit, and complying with regulatory requirements.… more
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