- City National Bank (Los Angeles, CA)
- * SR . AUDIT MANAGER - BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- City National Bank (Los Angeles, CA)
- * SR . AUDIT MANAGER - TREASURY/FINANCE* WHAT...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... managing complex audits and supervising auditors assigned to the audit in one of the following areas:The bank... audit in one of the following areas:The bank 's financial and operational audits to assess the adequacy… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- City National Bank (Los Angeles, CA)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned to one... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- City National Bank (Los Angeles, CA)
- …Insight, XG or similar screening systems * Working knowledge of banking operations and Bank Secrecy Act /Office of Foreign Assets Control regulations * ... BSA , AML, OFAC and the USA PATRIOT Act Bank wide. Plays a key role...Knowledge and understanding of federal regulations pertaining to the Bank Secrecy Act and Office… more
- Banc of California (Santa Ana, CA)
- …and laws as they pertain to this position including but not limited to the following: Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... established bank policies and procedures, meets and adheres to audit standards. Supports the company's goals and values accordingly. Supports general internal… more
- City National Bank (Los Angeles, CA)
- … Bank Compliance policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Community Reinvestment Act , Fair Lending ... YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank 's compliance risk; determine if current processes control risk....* Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and… more
- Columbia Bank (Los Angeles, CA)
- …+ Maintain a working knowledge of Bank 's written policies and procedures regarding Bank Secrecy Act , Regulation CC, Regulation E, Bank Security ... Trust Market Manager Wealth Management South Jordan, Utah Greenwood Village,...Reports on the activities of the assigned office to senior management of the trust company. + Responsible for… more