- Usaa (Charlotte, NC)
- …to the established risk framework and ongoing supervision of business controls including risk and control self-assessments, identification and evaluation ... of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and… more
- Usaa (Charlotte, NC)
- …to the established risk framework and ongoing supervision of business controls including risk and control self-assessments, program adherence, identification ... and evaluation of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and… more
- Usaa (Charlotte, NC)
- …and others. Implement the model validation process aligned with the risk and compliance policies and procedures. Evaluate model risk control strengths around ... thorough model validation activities and ensuring adherence to written risk and compliance policies and procedures. The role requires strict independence from model… more
- Usaa (Charlotte, NC)
- …with SAP Treasury Management applications, enabling the candidate to lead business analysis initiatives/troubleshooting, develop and maintain application solutions, ... will also be accountable for the execution and oversight of controls , administrative responsibilities, and application support for these critical systems, advising… more
- TD Bank (Charlotte, NC)
- …of Business:** Governance & Control **Job Description:** The Governance & Control Specialist -US Treasury 1B Testing manages a portfolio of governance and ... and/or US Resolution and/or Recovery Planning. Experience planning and executing quality control and regulatory compliance testing are required for this role,… more
- Bank of America (Charlotte, NC)
- Sr Ops Control Specialist Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... communicating information and data across the Line of Business. This Senior Operations Control Specialist role is on the Consumer AML High Risk Detection… more
- TD Bank (Charlotte, NC)
- …Advisory teams to present objective guidance to the business lines promoting strong Compliance controls and processes that are in effect to mitigate inherent ... Lending compliance advisory standards, procedures, laws, rules, regulations and controls + Solid knowledge of broader enterprise lending platforms (ie Encompass,… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States **To proceed with your application, you must be at least ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational-Risk- Specialist Trade-Surveillance\_25040545-2) **Job Description:** At Bank… more
- TD Bank (Charlotte, NC)
- …Insights, & Artificial Intelligence **Job Description:** **Department Overview** **:** **ORM Lead Business Insights Specialist , Stress Testing & Scenario ... execute advanced quantitative modeling along with managing high-stakes regulatory governance.** **The Lead Business Insights Specialist acts as an advisor to… more
- USAA (Charlotte, NC)
- …to the established risk framework and ongoing supervision of business controls including risk and control self-assessments, program adherence, identification ... and evaluation of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and… more
