- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. ... credible challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will play a key role… more
- Wells Fargo (Charlotte, NC)
- …documents and transaction requests **Required Qualifications:** + 5+ years of Securities Operations experience, or equivalent demonstrated through one or ... this role:** Wells Fargo is seeking a Metrics, Capacity Planning and Forecasting Specialist within the Workforce Management and Capacity Planning team to lead and… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join the Approval to Transact team as part of the Corporate Investment ... Banking (CIB) Securities Shared Services Operations (Shared Services) organization,...broader Wells Fargo organization. The Approval to Transact (A2T) senior specialist is expected to: + Problem… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Capital One (Charlotte, NC)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's...Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At this time, Capital One will not… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
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