- Coinbase (Denver, CO)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Guardian Life (Denver, CO)
- …with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan ... part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct… more
- Fox Rothschild LLP (Denver, CO)
- **Description** As a member of the Information Services department, the Lead Analyst , Digital Data Governance & Compliance will drive and support our ... accessibility, and compliance of data assets across the organization. The Lead Analyst will serve as a subject matter expert in data mapping, eDiscovery,… more
- Prime Therapeutics (Denver, CO)
- …our passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Risk Assessment and Oversight) - Remote **Job Description** The ... Senior Compliance Analyst assists in the implementation of...Oversight activities in effort to prevent, detect, and correct compliance concerns. + Lead project management efforts… more
- Datavant (Denver, CO)
- …As a Senior Analyst within the Information Security Governance, Risk, and Compliance (GRC) organization, you will play a key role in supporting Datavant's audit, ... compliance , and assurance activities. You'll apply your deep understanding...remediation plans. + Identify control gaps, assess risk, and lead remediation tracking through completion. + Stay current on… more
- Coinbase (Denver, CO)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...program. *What you'll be doing (ie. job duties):* * Lead Security and IT initiatives to support the SOX… more
- USAA (Colorado Springs, CO)
- …truly makes us special and impactful. **The Opportunity** As a dedicated **Business Support Analyst Lead ** , you will support the business by analyzing and ... identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + Bachelor's Degree; OR… more
- Coinbase (Denver, CO)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...2LoD reviews and provide timely responses to findings * Lead calibrations & office hours supporting other QA analysts… more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- …available, and this position will be filled at one of four job grade levels: IT Business Analyst I; job grade 6; IT Business Analyst II, job grade 7; IT Business ... III; job grade 9 or Senior IT Business Analyst , job grade 10. This decision will be based...+ Develop estimates and cost-benefit analyses for projects. + Lead planning for new releases of business applications. +… more
- Raymond James Financial, Inc. (Denver, CO)
- …regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more