- KeyBank (Denver, CO)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness and compliance culture. As a member of… more
- Flatirons Bank (Boulder, CO)
- Compliance Officer , VP Job Details Job Location Boulder - Boulder, CO Position Type Full Time Salary Range $85000.00 - $110000.00 Salary/year Job Posting Date(s) ... thrive. Website www.flatirons.bank Contact ###@flatirons.bank ROLE AND RESPONSIBILITIES The position of Compliance Officer plays an important role for the Bank.… more
- State of Colorado (CO)
- …into unlicensed and criminal activities. Each year the Division receives 1,00-1,200 consumer complaints directly related to law violations or regulations. + ... Conducting compliance investigations. + Providing educational services to licensees and...action as approved by appropriate authority. + Responds to complaints , issues criminal summonses, conducts interviews of victims and… more
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