• Senior Auditor, Broker Dealer/Asset Management

    Charles Schwab (Lone Tree, CO)
    …for Schwab's registered domestic and international broker-dealers and registered retail and institutional investment advisors. The team's scope includes audit ... execution and oversight for Schwab's: (i) client-facing activities supporting retail investors and independent investment advisors on Schwab's platform and their… more
    Charles Schwab (05/04/25)
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