- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- PNC (Dallas, TX)
- …the company's success. As an Audit Lead, you will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate ... & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer. This position is primarily based in a...analytics, promotes process automation, and embraces emerging risks. PNC's Internal Audit department is composed of industry… more
- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER - BSA/AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... including the planning, execution, and reporting phases. The Senior Manager will also be involved in internal ...Bachelor's Degree or equivalent * Minimum 7+ years of audit experience in an internal audit… more
- Gulfstream (Dallas, TX)
- …years global trade experience including customs regulations, import transactions, customs broker management and technical systems, and applicable activities. 3 years ... trade programs & country of origin determinations . + Manage Customs Broker relationship including SOP's, KPI's, discrepancies, etc . + Evaluate gov't requirements… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... issues to senior management as necessary. We work with internal and external partners on multiple ongoing examinations and...audits of liquidity practices. We are seeking a Sr. Manager LRR to enhance and streamline our operations through… more
- Forward Air (Dallas, TX)
- Position: Senior Trade Compliance Manager Job Description: The Senior Trade Compliance Manager will be responsible for the development, implementation, and ... a best-in-class global trade compliance program, including policies, procedures, and internal controls to ensure adherence to all applicable laws + Regulatory… more
- Robert Half Finance & Accounting (Dallas, TX)
- …filings. * Coordinate annual audit preparation with the related Broker /Dealer's independent auditor. * Develop and maintain internal controls consistent ... The ideal candidate will bring a strong background in audit , financial reporting, and compliance, with a proven ability...for the monthly net capital computation of the related Broker /Dealer, and the quarterly preparation of information needed for… more
- Bank of America (Dallas, TX)
- …+ Assists with loan workouts and distressed loan scenarios, as well as internal and external audit examinations + Communicates clear, concise, actionable, and ... laws and regulations, performing legal research, and communicating legal advice to internal partners. Job expectations include directing the work of outside counsel… more
- ReSource Pro (Dallas, TX)
- …QA specialists, data scientists, architects, and business analysts, from Associate to Manager level. This role partners closely with hiring managers and stakeholders ... and professional experience + Maintain ATS accuracy for compliance, reporting, and audit readiness + Support onboarding and monitor time-to-fill metrics to meet… more