- City National Bank (Dallas, TX)
- * SR AUDIT MANAGER - BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- Robert Half (Dallas, TX)
- …9 (Reg 9) - Office of the Comptroller of the Currency (OCC) fiduciary standards + Bank Secrecy Act ( BSA ) & Anti-Money Laundering (AML) requirements ... We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on...be a mentor, trainer, and coach to Consultants and Senior Consultants as you facilitate the successful completion of… more
- Charles Schwab (Westlake, TX)
- …internal audit coverage for the CSC organization's Anti-Money Laundering (AML) program, including Bank Secrecy Act ( BSA ) and Office of Foreign Assets ... of the Bank /AML Enterprise team, the Internal Audit Senior Specialist will have responsibility for... audit observations for review by the Internal Audit Manager / Senior Manager … more
- Bank of America (Plano, TX)
- …by monitoring the completion of critical customer due diligence requirements as directed by the Bank Secrecy Act ( BSA ) and/or the Financial Crimes Global ... SR Business Controls Specialist - GCAOO QC/QA Governance...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- MUFG (Irving, TX)
- …reviewing, assessing and documenting BSA / AML risk matters as established under the Bank Secrecy Act , PATRIOT Act and all other regulatory ... team will provide more details. The Client Intelligence Unit BSA Team Leader is a senior level...senior management to evaluate potential risk to the Bank , including the possible decision of management to exit… more
- US Bank (Irving, TX)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... days.** US Bank is seeking an accomplished Senior Asset Manager to join our IT...tools, monitor and report on compliance, and participate in audit reviews and business processes related to hardware assets.… more