- ADP (Florham Park, NJ)
- ADP is hiring **Inside Sales Representatives for Retirement Services .** + **_Are you ready to control your financial future -- and achieve that perfect work-life ... for yourself! In this role, you will sell ADP's Retirement Services 401(k) solutions over the phone...experience or internships in Retail, Marketing, Business Development, Food Service , Insurance Sales, or another relevant industry, OR +… more
- Guardian Life (New York, NY)
- …build positive relationships with the local agency management team, our field rep 's, and registered principals to ensure the supervisory requirements are being met ... Point. + Excellent verbal and written communications skills + Knowledge of FINRA , SEC, and State rules and regulations, variable annuities, structured notes, mutual… more
- Guardian Life (New York, NY)
- …The incumbent will lead the implementation and interpretation of applicable SEC, FINRA , MSRB laws and other regulations, and ensure our organization remains in ... work + Prepare and oversee self-assessment programs such as FINRA 3120/3130 as well as SEC 206(4)-7; present self-assessments...7 years of experience working in a large financial services organization that has a complex distribution platform and… more