• Advisor , Supervision…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Essential Duties and Responsibilities:** + Monitors the sales practices, fiduciary and investment advisory activities of advisors and branch managers through ... and branch managers. + Monitors and keeps up to date with securities/ advisory regulations and applies them accordingly. + Interprets, applies, and recommends changes… more
    Raymond James Financial, Inc. (10/18/25)
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  • Investment Advisor

    Navy Federal Credit Union (Jacksonville, FL)
    …to obtain appointment by the sponsoring insurance company, broker-dealer and/or Registered Investment Advisory Firm + Experience in business development to ... and services to achieve the financial client's goals as a registered representative/ advisor /agent of Navy Federal Investment Services (NFIS) and subsidiaries, or… more
    Navy Federal Credit Union (10/08/25)
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  • Wealth Regional Supervisor Specialist Team Leader

    Truist (Tampa, FL)
    …Licensing + 7 years related retail brokerage and/or investment advisory experience with an emphasis in Supervision /Compliance. Must have exceptional ... Divisional Supervisors tasked with supervisory oversight and monitoring of the firm's Investment Advisory business. Assist with escalated items as requested from… more
    Truist (10/06/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Destin, FL)
    …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
    Bank of America (08/08/25)
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