- Carrington (Jacksonville, FL)
- …**What you'll do:** + Main contact of communication and support between the Broker and the various departments and individuals of the company throughout the process ... letters, cancellation and declinations. + Monitors incoming documents from Broker verifying the data collected and submitted by brokers....updates the Account Executive daily. + Communicates with the Broker at a minimum of every other day and… more
- MyFlorida (Tallahassee, FL)
- GOVERNMENT OPERATIONS CONSULT II - 37020672 Date: Dec 17, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... No: 861865 Agency: Environmental Protection Working Title: GOVERNMENT OPERATIONS CONSULT II - 37020672 Pay Plan: Career Service Position Number: 37020672 Salary:… more
- Trustmark (Tallahassee, FL)
- …existing business. Stays current with our Administrative, Enrollment, Broker , and Enrollment Company capabilities and processes. **Key Accountabilities** ... Managers to gain their confidence in decisions. + Understands non-standard broker arrangements and enrollment company strengths and weaknesses. + Identifies elements… more
- JPMorgan Chase (Tampa, FL)
- …IMOS deals with all stages of the lifecycle for each product from broker matching, management of the client's custodial network, lifecycle events including corporate ... events, ensuring timely settlement of trades and cash, management of claims and overdrafts, client / regulatory reporting and input into the production of our Investment Book of Record delivery (IBOR). As an Investment Book of Record (IBOR) Associate in the… more
- Santander US (Miami, FL)
- …processes and controls related to ETDs and Over-The-Counter "OTC" cleared derivatives ii ) Resource & flow efficiency iii) Quality in execution iv) Strict control ... processes supporting a Futures Commission Merchant's (FCM) / Clearing Broker firm + Proficient in all regulatory aspects governing...governing the ETD's and Clearing activities in a US Broker Dealer. + Proven track record of managing providers… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and current rules under review . Sarbanes Oxley regulations . Software development ... an understanding of the market standard risk management practices . Broker -dealer supervisory frameworks, retail investment platforms, and UHNW product risks… more