- US Bank (Tallahassee, FL)
- …at-all from Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts ... - Ten or more years of experience in a compliance or financial industry related role, preferably in a...a CCO role or securities related -Prior experience with compliance or operational aspects of ETFs - Strong knowledge… more
- Ford Motor Company (Tallahassee, FL)
- …necessary controls to enable the business to scale . Ensure regulatory compliance and the underwriting function adapts to any regulatory change, strategic decisions, ... Audit Process:** . Manage overall underwriting audit framework in collaboration with compliance . Lead and manage the quality/content of Underwriting audit findings… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …essential risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies ... standard risk management practices . Broker-dealer supervisory frameworks, retail investment platforms, and UHNW product risks including structured products,… more
- Citigroup (Tampa, FL)
- …products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As ... come join us. We'll enable growth and progress together. About Our Team: The Chief Information Security Office (CISO) is home to deeply talented colleagues that work… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Support the Chief Privacy Officer (CPO) to define and achieve the strategic vision for the corporate Privacy Program. ... assess privacy-related risk with business partners to identify and address privacy-related compliance gaps or areas of privacy risk in support of business… more
- JPMorgan Chase (Tampa, FL)
- …Commercial & Investment Bank, you will assess and oversee control compliance with data policies, develop and implement data governance frameworks, and partner ... Join the Commercial & Investment Bank (CIB) Payments Controls Data Strategy initiative...role, you will drive data governance and engineering, ensuring compliance with data policies across all aspects of data… more
- Robert Half Finance & Accounting (Miami, FL)
- … compliance with SEC and state filing requirements in coordination with the Chief Compliance Officer . + Maintain internal controls and implement ... Description We are a boutique SEC-registered investment advisory firm specializing in tax-efficient investment strategies for high-net-worth individuals and… more
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