- TD Bank (Fort Lauderdale, FL)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
- First Horizon Bank (Miami, FL)
- …improvement. + Develop and maintain robust records of CRA-related activity for internal audit and exam readiness. + Draft and deliver comprehensive annual ... On site at location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects… more
- American Express (Sunrise, FL)
- …The team will work closely with Control Management, the 2nd line of defense, Audit , and Regulatory exam managers to represent ECMX and coordinate the efforts ... a central point of contact for internal and external exam management activities, supporting the ECMX product and operational...and operational teams in assigning and preparing responses to audit requests, drafting audit reports and completing… more
- TD Bank (Fort Lauderdale, FL)
- … Business Oversight Manager - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review of brand ... experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus + Strong… more
- TD Bank (Jacksonville, FL)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team Accountabilities:** ... in delivery of initiatives related to risk assessment, internal/external exam support, etc. **Depth & Scope:** + Highly seasoned...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of… more
- Deloitte (Miami, FL)
- …+ Assist multi-state companies with state unclaimed property matters including audit defense, voluntary compliance , annual reporting, developing policies and ... controversy. What you'll do As an Unclaimed Property Tax Manager within the Multistate Tax Services group, you will...Tax Services group, you will provide tax consulting and compliance services to a diverse client base in a… more
- Citigroup (Tampa, FL)
- …process simplification and continuous improvement. + Engage with 2nd lines of defense, Internal Audit , HR Risk and Controls and Compliance on the closure of ... and help ensure timely response to regulatory requests and exam responses and help effective oversight of program success...track record of having worked as a Regulatory Engagement Manager or Project Manager , with accompanying proficiency… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …, regulators and auditors). + Conducts due diligence to respond to regulatory inquiries, exam requests, internal audit , and compliance requests. + Leads ... skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with banking rules… more
- First Horizon Bank (Orlando, FL)
- …+ Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit , compliance and regulatory ... site as described in posting. **Summary** As a Private Client Relationship Manager (PCRM), you are responsible for new business development with High-Net-Worth… more
- Citigroup (Tampa, FL)
- …management. + Serve as a point of contact to ensure sufficient remediation of third-party audit or exam issues and escalate as necessary. + Inspires people with ... advice on third-party risk-related issues and ensure policy and regulatory compliance . + Promote latest best practices and develop continuity/resiliency risk… more