- TD Bank (Fort Lauderdale, FL)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- American Express (Sunrise, FL)
- …Responsibilities:** + Support enterprise Anti-Corruption due diligence, payments monitoring , compliance monitoring and testing , and reporting processes. ... Investigations Unit (USIU) are part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC). Together,… more
- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …others associates' work + Researching regulatory and compliance topics + Conducting compliance testing and monitoring + Developing compliance ... to regulatory requirements. + Ability to manage and perform risk-based compliance testing . + Ability to determine matters requiring escalation to RJ Bank… more
- WM (Tallahassee, FL)
- …within the defined geographic area of coverage including: GCCS installation/modifications, compliance monitoring , testing , and reporting program ... Design and implement strategic project plans in response to more complex compliance and liability issues and problems. This may include development of… more
- WM (Boca Raton, FL)
- …within the defined geographic area of coverage including: GCCS installation/modifications, compliance monitoring testing and reporting, program development, ... and control system (GCCS) operations, capital budget planning and dispersal, regulatory compliance , and will provide oversight of and support to Area landfill gas… more
- American Express (Sunrise, FL)
- …to cross-functional teams. **Responsibilities** + Compliance Risk Assessments (CRAs) + Monitoring and Testing + Training and Awareness + Policies and ... areas of inherent and residual risk. + Perform ongoing monitoring and control testing activities in collaboration...procedure development + Understanding of tech-enabled risk tools and compliance monitoring systems + Skills & Competencies… more
- Citigroup (Tampa, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Internal control design and testing strategies, including integration with compliance monitoring and audit functions. + Risk reporting and escalation ... to assess risk and ensure regulatory alignment. + Designing and executing effective compliance monitoring procedures, controls, and testing strategies. +… more
- Citigroup (Tampa, FL)
- The Issues Quality Assurance (IQA) team, part of Finance QA Testing and Validation group within the Finance Chief Operating Officer (COO) organization is responsible ... This will include all aspects of the lifecycle from identification, planning, monitoring , and remediation and ensure that issue responses, action plans and… more
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