- Scotiabank (Tampa, FL)
- …engagement meetings. + Liaise with Corporate Functions Compliance to ensure escalation and resolution of Employee Compliance (eg, personal trading, ... or business activities associated with the TAO. + Function as a voting member of the TAO Oversight Committee. + Accountable for the investigative process related… more
- Citigroup (Tampa, FL)
- …that the appropriate controls are in place and operating effectively. As a senior member of the Markets Operations Risk and Control team, the position will require ... corrective actions and improvements, provide check and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies.**… more
- TD Bank (Orlando, FL)
- …Bank products and services to Customers and/or refer them to appropriate team member or internal Bank partners, while ensuring a positive Customer experience + ... Customer advocate in improving customer financial confidence, providing customer resolution , proactive tips and insights on saving time &...their needs + May act as a point of escalation for Customer questions or concerns + May perform… more
- TD Bank (Melbourne, FL)
- …insights & recommendations + Serves as a Customer advocate in providing Customer resolution , proactive tips and insights on saving time & money + Consistently ... unexpectedly human in the Store through either effective problem resolution or providing sound advice that yields a solution...their needs + May act as a point of escalation for Customer questions or concerns + May perform… more
- TD Bank (Fort Lauderdale, FL)
- …client relationships; assesses risks related to Sanctions, Anti-Bribery and Anti-Corruption, Fraud , and Insider Threat; analyzes complex data sets to proactively ... and guides others within area of expertise + Identifies and leads problem resolution for complex issues at all levels **Education & Experience:** + Undergraduate… more
- TD Bank (Jacksonville, FL)
- …client relationships; assesses risks related to Sanctions, Anti-Bribery and Anti-Corruption, Fraud , and Insider Threat; analyzes complex data sets to proactively ... and recommends/champions possible enhancements; may create new processes + Establishes escalation processes within the investigative unit and a feedback mechanism to… more
- MUFG (Tampa, FL)
- …office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. Overall, Purpose of Job: Reporting ... per the Issue Management policies and standards and monitor resolution for assigned areas + Partner with FLoD to...operational risk reporting and metrics for negative trends or escalation items + ORM SME reviewer for Product &… more