- Citigroup (Boca Raton, FL)
- The Senior Wealth Advisor SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- USAA (Tampa, FL)
- …truly makes us special and impactful. **The Opportunity** As a dedicated **Benefits Advisor Senior ** , you are responsible for the design, implementation, ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …expertise in reviewing registered persons prior to affiliating with/joining Raymond James. The Senior Advisor of this team will work in partnership with Regional ... to Regional Management and Registrations through firm systems. * Pro-actively ensures compliance with applicable industry rules (ie State, FINRA & SEC) and platform… more
- Raymond James Financial, Inc. (FL)
- …the branches. **Essential Duties and Responsibilities** + Execution of the risk -based branch exam program in FINRA-registered and non-registered Private Client Group ... know when to "ask the next question" as potential risk areas are identified + Apply the appropriate ...all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and… more
- Bank of America (Orlando, FL)
- …participants who require heightened support to achieve success + Help reinforce compliance , supervision, and provide risk management support of ADP participants ... Market Leader - Advisor Development Program Atlanta, Georgia;Orlando, Florida **Job Description:**...business partnering skills. + Ability to interact effectively with senior management. + Ability to work effectively across organizational… more
- Bank of America (Jupiter, FL)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions ... Credit Solutions Advisor - Chasewood Jupiter, Florida **Job Description:** **Credit...goals. Job expectations include effectively balancing sales performance, operational risk , and client relationship care by leveraging expertise. This… more
- Amazon (Miami, FL)
- …field, or equivalent experience - 3+ year(s) of experience in IT security, compliance , or risk management - Experience in technology automation, implementation, ... requirements and propose effective migration strategies 4. Acting as a trusted advisor to customers on industry trends and emerging technologies 5. Sharing knowledge… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …sufficient to understand the reasons for tasks being performed. + Serves as a senior information risk and control advisor , participating in IT processes ... This role serves as the IT Functional Business Unit Risk Manager (BURM) duties and acts as the day-to-day...reporting and management. This role will work closely with Senior Leadership, including the named BURM, and regularly brief… more
- Truist (Jupiter, FL)
- …and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance ... track record working complex credit deals and/or in tandem with a senior credit advisor . * Advanced and proven working knowledge of deposit, credit and… more
- PNC (Vero Beach, FL)
- …Handles risk management and the resolution of legal and compliance -related issues for assigned accounts. Communicates with clients, solves problems and escalates ... and have an opportunity to contribute to the company's success. As a Fiduciary Advisor III within PNC's Private Bank organization, you will be based in Vero Beach,… more
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