- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolve complex issues. **Essential Duties and Responsibilities** * Conducts risk-based compliance testing on at least two investment advisers. * Leads ... including communication of findings and interaction with the Investment Advisory Chief Compliance Officer and senior management. Maintains extensive contact with… more
- USAA (Tampa, FL)
- …us special and impactful. **The Opportunity** As a dedicated InfoSec Assurance Advisor Senior , you will provide information assurance capabilities through ... inquiries and periodic exams from both internal control partners (eg legal, compliance , audit, risk) and external control partners (eg regulators, external auditors,… more
- Raymond James Financial, Inc. (FL)
- …and state rules and regulations. Examiner is responsible for detailed documentation of all testing activities, as well as communication of the testing results to ... Group branches across the country + Detailed documentation of testing in branch exam system and related work papers...all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and… more
- CenterWell (Orlando, FL)
- …our caring community and help us put health first** The Patient Service Advisor is an embedded growth and retention associate responsible for executing initiatives ... and providing a personalized care journey. The Patient Service Advisor plays a key role in ensuring success of...engagement, and foster growth. **Location** : **CenterWell (TM) ** Senior Primary Care office address(es): **Englewood Park 737 S.… more
- USAA (Tampa, FL)
- …Opportunity** As a dedicated InfoSec Regulatory Exam and Audit Oversight Advisor Lead, you will provide information assurance capabilities through technical ... parties. + Collaborates on Information Security risk management strategies with senior executive risk owners to enable risk-based decisions; educates and recommends… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Lead and support audit activities such as: risk assessments, audit testing , control evaluation, work paper documentation, follow-up and issue closure verification. ... of various business groups. + Perform data collection and analysis in compliance with audit program requirements to identify, analyze and recommend changes to… more
- TD Bank (Fort Lauderdale, FL)
- …limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and ... the US Compliance Operating Framework (COF) including: Compliance -wide frameworks, guidelines and standards for testing ,...controls to ensure regulatory compliance . + Ensure compliance for the Digital Advisor platform, ensuring… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …sufficient to understand the reasons for tasks being performed. + Serves as a senior information risk and control advisor , participating in IT processes and ... + Identifies, implements, and maintains processes and tools to support assurance, compliance , and remediation tracking activities (eg, testing , maintenance of… more
- Citigroup (Tampa, FL)
- The Senior Technology Business Analyst is an intermediate level position responsible for participation in the establishment and implementation of new or revised ... all phases of development process and analysis, design, construction, testing , and implementation as well as provide user and...help define operating standards and processes + Serve as advisor or coach to new or lower level analysts… more
- Citigroup (Tampa, FL)
- …and progress together. The Applications Development Technology Lead Analyst is a senior level position responsible for establishing and implementing new or revised ... cleaner reconciliations. GTPL will continue enabling several global functions like Compliance , Risk including BASEL, Tax and Regulatory Reporting and firm-wide… more
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