• Senior Advisor , Supervision…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …to ensure adherence to firm and regulatory policies and procedures. Conducts daily supervisory reviews over advisor activities in their assigned branches with ... needed next steps and plan for proper resolution. Escalates supervisory concerns to division supervision or business...documents submitted by the branch. * Escalates concerns to senior management and may propose new policies or procedures… more
    Raymond James Financial, Inc. (01/08/26)
    - Related Jobs

  • Head of Wealth at Work Advisors

    Citigroup (Miami, FL)
    …partners for optimal servicing. ** Supervision and Compliance** + Serve as the Supervisory Principal for the advisor team, accountable for adherence to FINRA, ... experience. The ME combines market strategy, business development, and robust advisor supervision to expand client relationships, capture new opportunities,… more
    Citigroup (01/08/26)
    - Related Jobs

  • SVP, Division Director, ICD Northeast

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Job Description** As a senior leader within the Independent Contractor Division, this position plays a critical role in shaping and executing the ICD strategy of ... contractor division, with a focus on delivering an exceptional client and advisor experience. This role is responsible for driving high-impact initiatives that… more
    Raymond James Financial, Inc. (12/19/25)
    - Related Jobs

  • Merrill Market Client Relationship Manager

    Bank of America (Destin, FL)
    …The **Market Client Relationship Manager (MCRM)** is a direct report to the Senior Client Relationship Manager with dual reporting to the Merrill Wealth Management ... The MCRM is responsible for delivering firm strategy and partners closely with advisor teams to deliver an exceptional client service model focusing on digital… more
    Bank of America (12/22/25)
    - Related Jobs