- TD Bank (Fort Lauderdale, FL)
- …which is outlined in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Manager provides advice, support ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?**...and regulations; + Review and challenge of first line controls ; + End to end completion of the regulatory… more
- TD Bank (Fort Lauderdale, FL)
- …Conduct monitoring and testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team ... operational frameworks to ensure the business has implemented proper controls to ensure regulatory compliance . + Ensure... Compliance programs related to all aspects of Compliance laws + Works with executive team, senior… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and global… more
- Citigroup (Tampa, FL)
- …enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. This role directs the timely delivery ... strict timetables. + Specific subject matter expertise regarding consumer regulatory compliance , technology application control disciplines and a solid business… more
- Citigroup (Tampa, FL)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination ... a robust Audit Plan, including validation of regulatory issues for the Compliance function. **Responsibilities:** + Manage a team of Internal Audit professionals,… more
- Citigroup (Tampa, FL)
- **Job Description:** Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance ... internal areas including Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues… more
- Citigroup (Miami, FL)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing internal strategies, ... effectively with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls + Experience in… more
- Navient (Tallahassee, FL)
- …great together! **The Senior Compliance Analyst position will report to the Compliance Manager .** **As the Senior Compliance Analyst, you will:** ... fast. We build tools that help people feel in control of their financial future, including: + **Private student...**About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …guidance for compliance and regulatory efforts. + Identifying and implementing controls and quality assurance processes. + Reviewing materials for compliance ... skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with banking rules… more
- CDM Smith (Boca Raton, FL)
- …Description:** CDM Smith is thrilled to announce an exciting opportunity for a Senior Project Controls Specialist to support construction projects across various ... infrastructure initiatives while working with a dynamic and collaborative team. The Senior Project Controls Specialist supports project delivery teams by… more
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