- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and/or certification to ensure the tactical and strategic success of the firm's PCG Compliance program. Responsibilities include but are not limited to providing ... certification to ensure the tactical and strategic success of the firm's PCG Compliance program. Responsibilities include but are not limited to providing advice… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction ... Summary** Assists in conducting internal reviews in order to ensure compliance with outside regulatory requirements and internal policies. Recommends change through… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the firm. + Ensure effective coordination and communication occurs between supervision, PCG management, compliance , legal and other functional areas. + Perform ... **Job Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision...with Advisors and Associates to recommends actions that ensure compliance with existing rules and regulations as well as… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Office location. **Job Summary:** We are seeking a highly analytical and detail-oriented Senior Product Manager who will focus on delivering a new suite of strategic ... requirements to technical specifications. + Partner with stakeholders such as PCG Management, Divisional Directors, financial advisors, operations, and legal and … more
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