• Wealth Regulatory Reporting…

    Citigroup (Tampa, FL)
    …Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) VP will ... Regulatory Reporting & Client ...and accuracy of information across a broad range of wealth management products and client portfolios. The ideal… more
    Citigroup (07/24/25)
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  • Global Wealth Securities Backed Lending…

    Citigroup (Tampa, FL)
    … client /transaction-related compliance escalations. + Represent Citi on critical regulatory and operational risk management matters as required. Serve as liaison ... + Analyze and scope the impact including applicability of new and complex regulatory developments across the assigned Global Wealth SBL Product, including… more
    Citigroup (06/27/25)
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  • Wealth Advisor III - Tampa / Naples

    Truist (Tampa, FL)
    …as primary relationship advisor for high net worth and ultra-high net worth wealth clients. Responsible for developing and deepening client relationships through ... attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within...needed * 8 or more years of sales and client management experience in Wealth Management and… more
    Truist (06/03/25)
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  • Private Wealth Management Wealth…

    Regions Bank (Sarasota, FL)
    …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of... Management Advisor develops and maintains a portfolio of client relationships within the defined affluent and high net… more
    Regions Bank (07/15/25)
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  • Wealth Solutions Advisor

    Citigroup (Jacksonville, FL)
    …Partners, Home Lending Officer, Digital Wealth Solutions, etc.) + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures ... The Wealth Solutions Advisor SAFE Act position is a...account solutions that best meet the needs of the client , which may include digital platforms, centralized team-based advice,… more
    Citigroup (05/09/25)
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  • Wealth Services Specialist

    HSBC (Miami, FL)
    …provides trade execution and account support services to the WPB Premier client base, including advisor-led and Self-Directed via phone and email. The Specialist ... also supports inquiries from Wealth Centers and internal clients such as WRMs (...and foreign currency + Perform account maintenance services upon client request + Initiate Forms (IRA distribution, ACH, Journal,… more
    HSBC (07/22/25)
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  • Private Wealth Management Wealth…

    Regions Bank (Miramar Beach, FL)
    …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of... Management Advisor develops and maintains a portfolio of client relationships within the defined affluent and high net… more
    Regions Bank (07/03/25)
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  • Senior Wealth Advisor SAFE Act - Boca…

    Citigroup (Boca Raton, FL)
    …Officer, etc.) + Acquire new clients through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating ... The Senior Wealth Advisor SAFE Act is a seasoned professional...and recommend the best offering to clients based on client profiling and suitability assessments + Make securities recommendations… more
    Citigroup (07/22/25)
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  • Wealth Relationship Manager SAFE Act - East

    Citigroup (Boca Raton, FL)
    … bonding. + Acquire new clients through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. ... The Wealth Relationship Manager SAFE Act is a seasoned...skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of… more
    Citigroup (07/26/25)
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  • Wealth Relationship Manager- Safe ACT

    Citigroup (Plantation, FL)
    … bonding. + Acquire new clients through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures ... The Wealth Relationship Manager SAFE Act is a seasoned...skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of… more
    Citigroup (07/25/25)
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