- Citigroup (Tampa, FL)
- …Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) VP will ... Regulatory Reporting & Client ...and accuracy of information across a broad range of wealth management products and client portfolios. The ideal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset ... models needed to risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information. . Ensures… more
- Truist (Jupiter, FL)
- …as primary relationship advisor for high net worth and ultra-high net worth wealth clients. Responsible for developing and deepening client relationships through ... attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within...needed * 8 or more years of sales and client management experience in Wealth Management and… more
- Fifth Third Bank, NA (Boca Raton, FL)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Serves as the primary Wealth Planning expert and resource for high net worth prospects and client ... through the development, delivery and implementation of a customized wealth plan, which includes proactive, high impact, multi-generational planning solutions… more
- Citigroup (Miami, FL)
- …Advisors to conceptualize, propose, and review tailored investment portfolios for Citi Global Wealth 's high net worth clients. A PC will manage the implementation of ... Citi Global Wealth investment products to identify unusual concentrations of individual...compliance with evolving internal policies and external legal and regulatory frameworks. **Responsibilities:** + Responsible for identifying short- and… more
- Fifth Third Bank, NA (Naples, FL)
- …by challenging and collaborating with them to articulate and achieve their wealth goals. Create steams of highly credentialed specialists to provide wealth ... trust services. Ensures delivery and execution of Private Bank experience and client service standards. Responsible and accountable for risk by openly exchanging… more
- Regions Bank (Ocala, FL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of... Management Advisor develops and maintains a portfolio of client relationships within the defined affluent and high net… more
- Regions Bank (Orlando, FL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of... Management Advisor develops and maintains a portfolio of client relationships within the defined affluent and high net… more
- Citigroup (Jacksonville, FL)
- …Partners, Home Lending Officer, Digital Wealth Solutions, etc.) + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures ... The Wealth Solutions Advisor SAFE Act position is a...account solutions that best meet the needs of the client , which may include digital platforms, centralized team-based advice,… more
- Citigroup (Boca Raton, FL)
- …Officer, etc.) + Acquire new clients through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating ... The Senior Wealth Advisor SAFE Act is a seasoned professional...and recommend the best offering to clients based on client profiling and suitability assessments + Make securities recommendations… more