- TD Bank (Charlotte, NC)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
- TD Bank (Charlotte, NC)
- …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
- First Horizon Bank (Charlotte, NC)
- …improvement. + Develop and maintain robust records of CRA-related activity for internal audit and exam readiness. + Draft and deliver comprehensive annual ... On site at location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance / Audit (RCA) Consultants, and other RCA Managers to, depending on ... of compliance risk management concepts * Professional experience in compliance or financial services Quality Assurance, audit , or comparable… more
- TD Bank (Charlotte, NC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam , and ongoing supervision management, finding tracking, ... analyzing data to create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance… more
- Truist (Charlotte, NC)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
- Bank of America (Charlotte, NC)
- …breaches * Participate and represent the reporting function to control partners (eg, Audit and Compliance ) * Identify, track, and remediate errors/breaches, data ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- TD Bank (Charlotte, NC)
- …+ Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes to ... in delivery of initiatives related to risk assessment, internal/external exam support, etc. **Depth & Scope:** + Works independently...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of… more
- City National Bank (Charlotte, NC)
- …that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in partnership with ... the Head of IT Risk Manager . The role will support the Lead, to drive...of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities. *… more
- Wells Fargo (Charlotte, NC)
- …Asset Review Examination. + Contribute, initiate, and recommend changes to the group's exam policies and standards. + Assess the lending practices of the company's ... while developing the knowledge to understand function, policies, procedures, and compliance requirements. + Collaborate and consult with peers, colleagues, and… more