- HUB International (Charlotte, NC)
- …the Central and/or the Eastern time zone. **REQUIREMENTS:** + 5+ years in an employee benefits industry compliance capacity (carrier, vendor or employer) + ... ("HUB") is one of the largest global insurance and employee benefits broker, providing a broad array...day to day internal and external customer support providing compliance research, writing, and guidance to address client needs.… more
- TD Bank (Charlotte, NC)
- …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst ** **will review marketing communication, provide… more
- TD Bank (Charlotte, NC)
- …team of enthusiastic colleagues dedicated to setting new industry standards. The US Compliance - Regulatory Issue Management Senior Analyst has the following key ... below as you consider this opportunity._** **Job Description Summary** The Senior Compliance Governance & Operations Analyst provides a range of research,… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. TD Bank is seeking a Senior Analyst for Compliance Strategy and Operations (S&O). A technology forward strategic ... transition may vary depending on availability and individual circumstances._ The Senior Compliance Governance & Operations Analyst provides a range of research,… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. TD Bank is seeking a **Senior Analyst for Compliance Strategy and Operations (S&O)** to support the overall ... transition may vary depending on availability and individual circumstances._ The Senior Compliance Governance & Operations Analyst provides a range of research,… more
- TD Bank (Charlotte, NC)
- …regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing independent ... (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of Compliance… more
- TD Bank (Charlotte, NC)
- … compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Coinbase (Charlotte, NC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...Coinbase also include target bonus + target equity + benefits (including medical, dental, vision and 401(k)). Pay Range:… more
- Coinbase (Charlotte, NC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As an Analyst , Compliance TMS Operations within the CX Compliance ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...Coinbase also include target bonus + target equity + benefits (including medical, dental, vision and 401(k)). Pay Range:… more
- Coinbase (Charlotte, NC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...Coinbase also include target bonus + target equity + benefits (including medical, dental, vision and 401(k)). Pay Range:… more
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