- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Governance & Control Specialist manages a portfolio of governance ... high-risk business or functional area and implements policies/processes and/or initiatives to meet governance and control guidelines. Acts as a technical lead on… more
- PNC (Charlotte, NC)
- …have an opportunity to contribute to the company's success. As a Compliance Program Specialist Senior within PNC Investments, you will be based in Cleveland, OH. The ... participate in STEM OPT for this position. **Job Description** + Retail Brokerage/Advisory Compliance experience preferred. + Supervisory experience preferred. +… more
- Truist (Charlotte, NC)
- …and best practices for the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various Regulatory ... the Data Assessment Director at enterprise-level projects relating to data governance or quality assurance, as appropriate. 14. Complete second level review… more
- TD Bank (Charlotte, NC)
- …assesses potential impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency in the application ... the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth Management Services, Inc… more
- Bank of America (Charlotte, NC)
- …Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input ... or alternative investments/large portfolio management + Knowledge related to retail and/or institutional brokerage products and services and applicable compliance… more
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