- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within Wealth and Investment ... are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the Centralized Supervision Ad Hoc ... and varying Business Units **Required Qualifications:** + 2+ years of Supervisory Control , Corporate Insurance Risk, Risk Management Consulting, Property… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Financial Network (FiNet) within the Branch Infrastructure and ... and varying Business Units **Required Qualifications:** + 2+ years of Supervisory Control , Corporate Insurance Risk, Risk Management Consulting, Property… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Specialist within the Independent Testing & Validation (IT&V) Finance group as part of Corporate ... group specific testing. The IT&V team is seeking an Independent Testing Specialist to support the Enterprise Functions (EF) Finance testing and validation team.… more
- Fifth Third Bank, NA (Charlotte, NC)
- …matters associated with Financial Crimes activity that warrants engagement from supervisory staff. + Assist with systems testing, validation and KRI reporting. ... by prohibiting transactions as specified by the Office of Foreign Asset Control (OFAC), following the bank's customer identification program (CIP) rules, observing… more
- Fifth Third Bank, NA (Charlotte, NC)
- …matters associated with Financial Crimes activity that warrants engagement from supervisory staff. + Prepares Reports and recommends appropriate follow-up. + ... by prohibiting transactions as specified by the Office of Foreign Asset Control (OFAC), following the bank's customer identification program (CIP) rules, observing… more
- PNC (Charlotte, NC)
- …have an opportunity to contribute to the company's success. As a Compliance Program Specialist Senior within PNC Investments, you will be based in Cleveland, OH. The ... **Job Description** + Retail Brokerage/Advisory Compliance experience preferred. + Supervisory experience preferred. + FINRA licensing preferred: 7/24 + Plans… more
- Truist (Charlotte, NC)
- …defining ERM Taxonomies and internal controls standards, execution of the ERM quality control program, as well as execution of the enterprise Governance, Risk, & ... in policy and procedure + Maintain enterprise risk taxonomies for process, risk, control , and root cause and participate in working group sessions and trainings with… more
- TD Bank (Charlotte, NC)
- …dashboards and risk frameworks. *Make sure latest regulatory expectations and supervisory feedback are incorporated into compliance reporting. _The above details are ... of the Compliance program + Represents CGO as a specialist on internal or external committees as well as...Compliance advice to business Compliance partners + Interacts with control functions within the organization + Conducts meaningful research,… more
- Black & Veatch (Charlotte, NC)
- …this role you will have the opportunity to:_ + Functions as a technical specialist or supervisory role. + Independently develops and applies advanced engineering ... medium to high complexity, or serve as a technical specialist providing knowledge and expertise. **The Team** As part...project changes, and implementation of Black & Veatch Quality Control requirements. + Ability to lead a team to… more