- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of the Consumer Deposit Compliance ... team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of federal regulations and second line of defense… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of the Commercial Lending and Deposits Compliance ... team within Compliance Risk Management. The Commercial Compliance Officer will provide support to business and commercial lines of business by researching,… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure … more
- Byline Bank (Chicago, IL)
- …we serve, Byline Bank is the place for you. **Objective of Position** : The Compliance Officer helps oversee the Compliance Management System of Byline Bank. ... The Compliance Officer will function as an independent and objective person...an independent and objective person that reviews and evaluates compliance issues/concerns within the organization. The position ensures the… more
- KeyBank (Chicago, IL)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of...three lines of defense to reinforce risk awareness and compliance culture. As a member of the Fair and… more
- Huntington National Bank (Chicago, IL)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
- Honeywell (Rosemont, IL)
- As a **Sr. Export Compliance Officer ** at Honeywell, you will play a vital role in ensuring our company operates fully within the boundaries of export laws and ... regulations, fostering a strong culture of compliance across our organization. Your responsibilities will include developing and implementing robust export … more
- US Bank (Chicago, IL)
- …Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing ... - Ten or more years of experience in a compliance or financial industry related role, preferably in a...a CCO role or securities related -Prior experience with compliance or operational aspects of ETFs - Strong knowledge… more
- BMO Financial Group (Chicago, IL)
- Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and ... activities to ensure program remains current and aligned with BMO Compliance Program. Works with business/group and internal partners to ensure regulatory,… more
- ManpowerGroup (Park Ridge, IL)
- …(Other duties may be assigned.) + Develop, implement, and maintain the bank's compliance programs. + Conduct regular risk assessments and compliance audits. + ... + Provide guidance and training to business units on compliance matters. + Investigate and resolve compliance ...on compliance matters. + Investigate and resolve compliance issues and complaints. + Prepare and submit … more