- Intercontinental Exchange (ICE) (New York, NY)
- …Exchange (an Intercontinental Exchange company) is seeking a lawyer to support the NYSE 's equities and options exchanges and related business units, with a focus on ... including drafting new and amended exchange rules to extend NYSE trading, technology, and listing capabilities. The ideal candidate...drafting SRO rules and comment letters in support of NYSE rule filings and in response to SEC proposed… more
- The Estee Lauder Companies (New York, NY)
- …operations and M&A. + Background in a top-tier law firm and as in-house counsel at a NYSE -listed or NASDAQ public company **Technical Expertise** + In-depth ... *Develop and implement corporate governance best practices, ensuring compliance with NYSE listing standards and applicable laws *Advise on board composition,… more
- SMBC (New York, NY)
- …banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York ( NYSE : SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, ... of benefits to its employees. **Role Description** The Director, Counsel role for Sumitomo Mitsui Banking Corporation will work...G-SIB. The role will report to the Deputy General Counsel of Americas Division with matrix reporting to practice… more
- Wells Fargo (New York, NY)
- …commercially minded attorney to join our Legal Department as Assistant General Counsel supporting the Equity Capital Markets (ECM) business. This role will provide ... legal advice on regulatory and compliance matters, including SEC, FINRA, NYSE /Nasdaq, and global securities laws and regulations. + Participate in industry… more
- SMBC (New York, NY)
- …banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York ( NYSE : SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, ... business, including advisory agreements and fund documents. + Manage outside counsel and apply legal risk management standards and practices consistently with… more
- Intercontinental Exchange (ICE) (New York, NY)
- …to architect and drive a best-in-class client engagement strategy that spans the entire NYSE experience. This role is central to how the NYSE builds ... listed company-experiences meaningful, consistent, and high-impact interactions with the NYSE . **Responsibilities** + Lead the full engagement lifecycle: From early… more
- Intercontinental Exchange (ICE) (New York, NY)
- …an Analyst to join the Continued Listings team in Issuer Regulation of NYSE Regulation. This individual will serve as primary regulatory contact for an assigned ... group of NYSE and NYSE American issuers and their...issuers and their representatives, including management, financial advisors, outside counsel and auditors and work within a dynamic and… more
- SMBC (New York, NY)
- …banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York ( NYSE : SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, ... process; + Support document review in coordination with in-house legal counsel or external counsel . + Remain aware of all compliance and risk factors and… more
- CBRE (New York, NY)
- …Investment Management is an independently operated affiliate of CBRE Group, Inc. ( NYSE :CBRE), the world's largest commercial real estate services and investment firm ... to fund teams, capital raising teams, collaborating with Legal counsel /fund administrators/fund operations on fund documents, and client on-boarding, partnering… more
- Banc of California (New York, NY)
- **Description** **BANC OF CALIFORNIA AND YOUR CAREER** Banc of California, Inc. ( NYSE : BANC) is a bank holding company headquartered in Los Angeles with one ... + Cross collaborate effectively and concurrently with key constituents including legal counsel , credit/risk management teams, and operational teams. + Provide a high… more
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