- TD Bank (New York, NY)
- … activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: + Accountability ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team...+ Master's Degree in related discipline an asset The Director , Change Delivery-TDS leads, manages, and supports the end-to-end… more
- Northrop Grumman (Bethpage, NY)
- … remediation across the Enterprise, driving consistency in program management and implementation. In addition, they will directly manage the Corporate ... include: + Develop a strategic vision for the company-wide management of environmental remediation obligations. + Drive...relationships and work effectively with local, state and federal regulatory staff and leadership. + The ability to act… more
- TD Bank (New York, NY)
- …+ developing action plans + leading Compliance implementation efforts + reporting on remediation efforts + drafting memos and management responses + Prepare ... reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + Manage a team… more
- PNC (New York, NY)
- …an opportunity to contribute to the company's success. As an Asset Liability Management Director within PNC's Liquidity & Capital Planning Funding Desk ... strategies. + Works with internal teams including business lines, Finance, Risk Management and Regulatory Affairs. + Executes business strategy and coordinates… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... reviews and assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and… more
- PNC (New York, NY)
- …works closely with executive management , line of business, finance, risk management , internal audit, legal, and regulatory affairs partners across PNC. Your ... to contribute to the company's success. As a Managing Director in PNC's Corporate Treasury team you will be...Works with internal teams including business lines, finance, risk management and regulatory affairs. + Executes business… more
- Capgemini (New York, NY)
- …(no sponsorship). **Preferred** + Former **FDA/CDER/CBER** reviewer experience. + VP/ Director Regulatory experience in **first-time submissions** (IND → ... + Proficiency with **CDISC** (SDTM, ADaM, Define.xml; SEND awareness) and dataset remediation . + Hands-on with ** regulatory systems** : Veeva Vault RIM,… more
- SMBC (New York, NY)
- …transformation programs or portfolio of transformation programs with a focus on regulatory remediation and regulatory defense programs. The position ... part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an… more
- TD Bank (New York, NY)
- …(eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory ... for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global… more
- Wells Fargo (New York, NY)
- …service, effectively resolve escalated problems or issues + Oversee conduct and management responses to internal audits, risk assessments, regulatory reviews as ... on a variety of banking and fiduciary topics including investment management , general trust administration, specialty trusts, custody, tax, specialty assets, … more