- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... and enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior executive responsible for… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- Aston Carter (Florham Park, NJ)
- …local Compliance Officer , reporting into Group Compliance / Chief Compliance Officer . Essential Skills + Solid background in Controlling, ... Job Title: Chief Financial Officer Job Description We...Officer to lead our finance, IT, purchasing, and compliance functions. This role is designed for individuals transitioning… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- Pentax Medical (Montvale, NJ)
- …training; global risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for ... any issues of non- compliance ; and summarize and report same to the Chief Compliance Officer + Conduct and manage compliance investigations regarding… more
- GE Vernova (New York, NY)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting and overseeing the...Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then… more
- Glenmark Pharmaceuticals Inc., USA (Elmwood Park, NJ)
- …(https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=3561252&source=3561252-CJB-0) About the Job Assist Chief Compliance Officer ... Senior Manager, Compliance Department: Compliance Location: Elmwood Park, NJ START YOUR APPLICATION… more
- ADP (Florham Park, NJ)
- …through the compliance platform by associates. + Obtain approval from the Chief Compliance Officer for associate financial accounts and notify financial ... Inspiring Innovation, Each Person Counts, Results-Driven, & Social Responsibility. The Compliance Administrator plays a critical operational and support role within… more