- Raymond James Financial, Inc. (New York, NY)
- …include, but may not be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams. Collaborate closely ... Duties and Responsibilities** As a core member of the Compliance team, you will serve as a subject matter...Middle Office teams. + **Program Oversight:** Manage and enhance compliance processes, policies, and procedures to ensure adherence to… more
- PSEG (Newark, NJ)
- …is not offering visa sponsorship for this position. **Job Summary** The Sr Manager , Cybersecurity Program Management oversees the cybersecurity portfolio, ... categories: 1. Onsite - roles where employees are expected to be onsite daily. 2. Hybrid fixed - roles that are a mix of remote work and onsite work fixed … more
- BlackRock (New York, NY)
- …for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and multi-asset. We deliver world-class service to ... architecture & requirements: lean on various SMEs to connect investment, trading, compliance , and operations workflows to product and technical epics; define feature… more
- TIAA (New York, NY)
- …risk management experience within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience in these ... The Wealth CIO team is seeking an experienced Sr . Director of Operations, Execution, and Risk. This...inventory + Act as primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of… more
- Bank of America (New York, NY)
- GFX Sr . Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX- Sr -Business-Financial-Control-Product-Associate--CFO-\_25041091-2) **Job Description:** At Bank of America, we are… more
- Neuberger Berman (New York, NY)
- …Account (SMA) Product Manager to support the firm's taxable and tax-exempt fixed income SMA products. This function acts as the "hub" for informing and ... analytical support for client needs. The individual also acts as a business manager for their strategies, liaising with legal, compliance , marketing and other… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for an Associate candidate ( Senior Compliance Officer) to join the new Trade Surveillance team. Preferred 3-5 ... years of experience in trade surveillance of Fixed Income Products, with relevant knowledge of trade lifecycle...area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and… more
- JPMorgan Chase (New York, NY)
- …Assessment, Control Design & Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates & Fixed Income Financing (FIF) Trading - Vice ... a team of risk and control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment Bank, you will oversee and govern the control… more
- Cengage Group (Newark, NJ)
- **Associate Portfolio Manager (APM) - Key Markets** **We believe in the power and joy of learning** At Cengage Group, our employees have a direct impact in helping ... . **What You'll Do Here** As an Associate Portfolio Manager (APM) on the Key Markets Team, you will...Advanced Career Training (ACT) catalogs. This includes supporting two Sr . Product Managers in being responsible for course portfolios… more
- T. Rowe Price (New York, NY)
- …g row and make a difference in ways that matter to you . Role Summary The Sr . Product Manager will own the AI Content Generation roadmap and the delivery across ... we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement… more