• Compliance - Trade…

    JPMorgan Chase (Jersey City, NJ)
    …**Required qualifications, capabilities, and skills** + Bachelor's Degree + 3+ years of Trade Surveillance or other compliance , regulatory, or related ... status quo, and striving to be best-in-class. As a Surveillance Lead Vice President within the North...President within the North America and Latin America Swaps Trade Surveillance team, you will play a… more
    JPMorgan Chase (12/10/25)
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  • Trade Surveillance Associate - Fixed…

    TD Bank (New York, NY)
    …work experience + 5-7 Years of related experience working with Fixed Income products in Compliance trade surveillance , trade settlements, or a trading ... Compliance Officer) to join the new Fixed Income Trade Surveillance team. Preferred 3-5 years of...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
    TD Bank (12/06/25)
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  • Trade Surveillance Fixed Income…

    ManpowerGroup (New York, NY)
    Our client, a leading financial services organization, is seeking a Trade Surveillance Fixed Income (Senior / Lead Level) to join their team. As a Trade ... which will align successfully within the organization. **Job Title:** Trade Surveillance Fixed Income (Senior / Lead Level) **Location: New York, NY**… more
    ManpowerGroup (12/23/25)
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  • Compliance & Operational Risk Specialist…

    Bank of America (New York, NY)
    Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational-Risk-Specialist Trade - Surveillance \_25040545-2) **Job Description:**… more
    Bank of America (12/22/25)
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  • Director, Trade Surveillance - Data…

    TD Bank (New York, NY)
    …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This...will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at… more
    TD Bank (12/21/25)
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  • Trade Surveillance Manager…

    Capital One (New York, NY)
    …Manager (Broker-Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's ... **Preferred Qualifications** + Advanced degree + 6+ years of trade surveillance , market regulation, or 6+ years compliance experience within a Broker-Dealer… more
    Capital One (12/07/25)
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  • Manager - Capital Markets Surveillance

    Deloitte (New York, NY)
    …more of the following areas - Trade surveillance , communications surveillance , control room / information barriers compliance , or 1 st line ... supporting systems for either trade surveillance , communications surveillance , control room/information barriers, employee compliance + Strong technical… more
    Deloitte (12/21/25)
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  • SP Trade Monitoring Sr. Manager - VP

    Citigroup (New York, NY)
    …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Spread Products business, but there ... enable growth and economic progress. **Team/Role Overview** This SP Trade Monitoring role sits in the First Line of...+ 5-10 years' experience in credit related middle office, surveillance , risk management and/or regulatory compliance in… more
    Citigroup (11/25/25)
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  • Head of E-Comm Surveillance

    SMBC (Jersey City, NJ)
    … Department is seeking a highly skilled Executive Director, Head of Communications Surveillance to lead and enhance its communications surveillance framework ... regulatory changes and business needs, ensuring a robust and effective communications surveillance program. **Role Objectives** + Lead and manage the… more
    SMBC (12/21/25)
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  • VP - Technology Lead Developer…

    TD Bank (New York, NY)
    …This role requires experience within the financial services industry, specifically in compliance , trade surveillance and/or capital markets domains including ... languages, databases, and development frameworks. . Knowledge of financial industry trade surveillance , market abuse monitoring and/or global markets domain… more
    TD Bank (12/04/25)
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