- Mizuho Corporate Bank (New York, NY)
- … examinations, reviews, continuous monitoring, inquiries, horizon scanning for emerging regulations, regulatory change management , maintenance of the laws, ... Regulatory Affairs Group is seeking an Assistant Vice President of Regulatory Change Management who will lead the horizon scanning process to identify… more
- MetLife (Whippany, NJ)
- …for key regulatory compliance activities including regulatory filings, regulatory change management , licensing and registration, and core ... 16 filings, CPO / CTA registrations, and OSC filings * Manage MIM's regulatory change management program, including impact assessment of new and changing… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice and… more
- JPMorgan Chase (New York, NY)
- …impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change management . + Formulate readiness strategies for ... will collaborate with the regional and global partners, manage regulatory change governance framework for the region,...and governance model, aligning with global standards and risk management best practices. + Monitor the regulatory … more
- TD Bank (New York, NY)
- …particular with respect to policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure ... business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced project management skills… more
- Fiserv (Berkeley Heights, NJ)
- …protection regulations. + Experience in compliance monitoring and testing, risk assessments, regulatory change management , training and issue management ... on a global scale, come make a difference at Fiserv. **Job Title** Regulatory Complinance Manager **About your role:** The Compliance Manager is responsible for… more
- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... to build a more resilient and scalable compliance risk management function. As part of our team, you'll play...support creation of documentation and reports required by external regulatory bodies and TD internal groups + Leads development… more
- PNC (New York, NY)
- …individual contributors up through the CEO. * In-depth knowledge of risk methodologies, regulatory compliance, and change management best practices. PNC will ... a senior leadership role, with preference of prior experience in a risk management and/or program/ change management capacity. Broad financial services… more
- TD Bank (New York, NY)
- …and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance ... corporate compliance programs. Supports the business in identifying, assessing, and implementing regulatory change . Supports business line regulatory … more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... investments. * Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business areas, in addition… more
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