- Lincoln Financial (Augusta, ME)
- …#:** 74701 **The Role at a Glance** The Role at a Glance As an Audit Analyst , you will lead and execute risk-based audits focusing on operational processes ... operations by evaluating risk management, control, and governance processes. The Audit Analyst role offers an outstanding opportunity for professional… more
- SitusAMC (Augusta, ME)
- …but act local - come join our team! The Governance, Risk, Compliance, and Audit Senior Associate will be a key member of the Chief Information Security Officer's ... security objectives. By leveraging expertise in governance, risk, compliance, and audit , the Senior Associate will proactively evaluate the enterprise threat… more
- Coinbase (Augusta, ME)
- …and fully supported. *_* *Team / Role Paragraph:* Coinbase is looking for an Internal Audit IT Senior to join the Internal Audit team focusing primarily on ... role is based in the US (Remote) and will be reporting to an Internal Audit IT Senior Manager. The individual will be responsible for executing all aspects of… more
- Coinbase (Augusta, ME)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. The Internal Audit IT Senior Data Analyst will work within the IT Internal ... ability to build metrics and reports to support internal audit activities. The ideal candidate will work highly independently,...data extracts and reports that will support the internal audit team in their control testing. In addition, the… more
- TD Bank (Portland, ME)
- …of Business:** Human Resources **Job Description:** The Payroll Compliance & Projects Analyst plays a key role in supporting the governance, control, and compliance ... execution and process optimization. Acting as a subject matter expert, the Analyst provides guidance across the function, manages regulatory change, and oversees the… more
- TD Bank (Portland, ME)
- …about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and marketing material review, run stakeholder ... necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst ** **will review marketing communication, provide input for periodic management… more
- Raymond James Financial, Inc. (Augusta, ME)
- …corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the ... management to identify and mitigate financial, reputational, and regulatory risks. The analyst also contributes to the interpretation and implementation of new or… more
- Lincoln Financial (Augusta, ME)
- …is a self-starter and initiative driven, ready to take ownership of critical audit processes and thrive in a dynamic, fast-paced environment. This position is ... perfect for someone inclined to leverage their IT Audit (and IT) expertise in an internal audit environment, while focusing on an in-depth review of IT systems,… more
- TD Bank (Portland, ME)
- …primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing independent testing as part of the ... financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of Compliance controls/systems for assigned… more
- TD Bank (Portland, ME)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned portfolio, business… more