- Guardian Life (Augusta, ME)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the branch… more
- Bangor Savings Bank (Bangor, ME)
- Position Overview: Reporting to the Compliance Program Manager, the Compliance Analyst is responsible for developing and maintaining compliance reporting ... management; Fair Treatment; and reporting and analytics. In addition, the Compliance Analyst is also responsible for assessing the effectiveness of business line… more
- TD Bank (Portland, ME)
- …regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing independent ... (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of Compliance… more
- UMB Bank (Augusta, ME)
- …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst you will assist the Compliance Testing ... **Corporate Compliance Services** partners with UMB management in its...with UMB management in its obligation to effectively manage compliance and related risks within the UMB family of… more
- Coinbase (Augusta, ME)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- TD Bank (Portland, ME)
- …on availability and individual circumstances._ **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us** At TD...Description:** **Why Work with Us** At TD Bank US Compliance , we're on a mission to build a more… more
- TD Bank (Portland, ME)
- …details for this role. **Line of Business:** Human Resources **Job Description:** The Payroll Compliance & Projects Analyst plays a key role in supporting the ... governance, control, and compliance strategy for the North American Payroll function, partnering...process optimization. Acting as a subject matter expert, the Analyst provides guidance across the function, manages regulatory change,… more
- American Red Cross (ME)
- …at work._** **WHAT YOU NEED TO KNOW ABOUT THE JOB:** **As an IT GRC Analyst , you will help mature and maintain the organization's Governance, Risk, and Compliance ... IS A FORCE FOR GOOD (Key Responsibilities):** **Governance, Risk & Compliance ** Support daily GRC operations, policy development, and audit readiness.** Collaborate… more
- Coinbase (Augusta, ME)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...of TMS cases based on the quality rubric, ensuring compliance with established guidelines. * Proactively seek opportunities to… more
- Assistance Plus (Benton, ME)
- …Type Full Time Salary Range $38.50 - $45.50 Hourly Description The Risk Analyst / Compliance Officer (RA/CO) is responsible for overseeing and ensuring ... Compliance Officer Job Details Job Location 11 East...compliance with regulatory requirements, internal policies, licensing requirements, audits,… more