- Coinbase (Augusta, ME)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Guardian Life (Augusta, ME)
- …with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan ... part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct… more
- TD Bank (Portland, ME)
- …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst ** **will review marketing communication, provide… more
- TD Bank (Portland, ME)
- …team of enthusiastic colleagues dedicated to setting new industry standards. The US Compliance - Regulatory Issue Management Senior Analyst has the following key ... you consider this opportunity._** **Job Description Summary** The Senior Compliance Governance & Operations Analyst provides a...longer term focus + Represents the group as the lead or subject matter expert on projects/initiatives and/or at… more
- Highmark Health (Augusta, ME)
- …Highmark Health clinical areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and analyzing medical and ... utilization management activities to ensure compliance with internal policies, state, CMS, and federal regulations. This role serves as a clinical subject matter… more
- Navient (Augusta, ME)
- …our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager ... - Head of 1st Line of Defense Compliance .** **As the Senior Compliance Analyst...and training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to… more
- TD Bank (Portland, ME)
- … compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...of moderately to complex risks and resource requirements; may lead end-to-end processes or functional programs + Contact for… more
- Highmark Health (Augusta, ME)
- …and prepares reports, graphs and charts of data developed. + Serve as a project lead for special projects within the department. + Lead and document financial ... analysis projects including the preparation of ad hoc reports; to include but not limited to; gathering of data, analysis, documentation of findings, and calculation of results and generation of reports for distribution. + Coordinate activities to ensure the… more
- Coinbase (Augusta, ME)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...2LoD reviews and provide timely responses to findings * Lead calibrations & office hours supporting other QA analysts… more
- SolomonEdwards (Augusta, ME)
- …charters, change requests, status reports, dashboards, resource models, and compliance artifacts. . **_For Senior Roles:_** Monitor project portfolios, facilitate ... to enterprise-level PMO reporting standards. . **_For Senior Analysts:_** May lead a team of analysts or coordinators, providing coaching, quality assurance,… more
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