- Coinbase (Augusta, ME)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Guardian Life (Augusta, ME)
- …with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan ... part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct… more
- Coinbase (Augusta, ME)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX Compliance ... you, there's no better place to be. The CX Compliance team is essential in ensuring that our global...end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR. You will… more
- TD Bank (Portland, ME)
- … compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...of moderately to complex risks and resource requirements; may lead end-to-end processes or functional programs + Contact for… more
- Coinbase (Augusta, ME)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...program. *What you'll be doing (ie. job duties):* * Lead Security and IT initiatives to support the SOX… more
- Coinbase (Augusta, ME)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...2LoD reviews and provide timely responses to findings * Lead calibrations & office hours supporting other QA analysts… more
- Highmark Health (Augusta, ME)
- …as an escalation point across the business regarding pricing reviews and serves as a lead to others in members of the pricing team + Other duties as assigned or ... requested. **EDUCATION** **Required** + Bachelor's Degree in Finance, Business, or related field, or relevant experience and/or education as determined by the company in lieu of bachelor's degree **Preferred** + Master's Degree in Finance, Business, or related… more
- Raymond James Financial, Inc. (Augusta, ME)
- …regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- Capital One (Augusta, ME)
- Sr. Business Analyst , Capital One Shopping (Remote-Eligible) This is your opportunity to join Capital One's fast-growing consumer app: Capital One Shopping. Within ... drive the growth and success of a business. **Summary:** As a Senior Business Analyst at Capital One, you will apply your strategic and analytical skills to major… more
- CBRE (Augusta, ME)
- Finance Analyst - Remote West Coast (WA, CA, OR) Job ID 248250 Posted 17-Nov-2025 Service line GWS Segment Role type Full-time Areas of Interest Accounting/Finance ... and geographies. **About the Role:** As a CBRE Finance Analyst , you will apply basic cash and accrual accounting...Management & Reporting + Expense & Invoice Processing + Compliance & Audit Support + Ad-hoc Analysis & Support… more
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