- Coinbase (Augusta, ME)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Guardian Life (Augusta, ME)
- …with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan ... part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct… more
- Coinbase (Augusta, ME)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX Compliance ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- TD Bank (Falmouth, ME)
- …dedicated to setting new industry standards. **Job Overview:** The Senior Compliance Business Oversight Analyst will ensure the effective implementation ... risk awareness throughout the organization. **Job Summary:** The Senior Compliance Governance & Operations Analyst provides a...longer term focus + Represents the group as the lead or subject matter expert on projects/initiatives and/or at… more
- Coinbase (Augusta, ME)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...program. *What you'll be doing (ie. job duties):* * Lead Security and IT initiatives to support the SOX… more
- Coinbase (Augusta, ME)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...2LoD reviews and provide timely responses to findings * Lead calibrations & office hours supporting other QA analysts… more
- Highmark Health (Augusta, ME)
- …as an escalation point across the business regarding pricing reviews and serves as a lead to others in members of the pricing team + Other duties as assigned or ... requested. **EDUCATION** **Required** + Bachelor's Degree in Finance, Business, or related field, or relevant experience and/or education as determined by the company in lieu of bachelor's degree **Preferred** + Master's Degree in Finance, Business, or related… more
- Raymond James Financial, Inc. (Augusta, ME)
- …regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- Growth Ortho (Portland, ME)
- h1 data-start="165" data-end="191">NextGen System Analyst Organization: Orthopaedic Associates of Maine (OAM) Department: Information Systems (MIS) Location: Fully ... Date: September 22, 2025 Status: Exempt Basic Function The NextGen System Analyst owns the build, configuration, optimization, and governance of NextGen Enterprise… more
- Capital One (Augusta, ME)
- Sr. Business Analyst , Capital One Shopping (Remote-Eligible) This is your opportunity to join Capital One's fast-growing consumer app: Capital One Shopping. Within ... drive the growth and success of a business. **Summary:** As a Senior Business Analyst at Capital One, you will apply your strategic and analytical skills to major… more
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