- TD Bank (Portland, ME)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (Portland, ME)
- … Risk Assessment, Compliance Issue Management, regulatory controls management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... Lead is responsible for:** + Facilitating the identification, assessment, control, and monitoring of escalated US Compliance risks through the regulatory issue… more
- TD Bank (Portland, ME)
- …Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure to regulatory ... Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in a continuous and… more
- Carrington (Augusta, ME)
- …the provisioning documentation for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance matters. ... to respond to regulatory compliance audit/exams + Perform assigned compliance testing as assigned and promptly escalate compliance concerns. + Create… more
- Humana (Augusta, ME)
- …about 340+ senior focused primary care centers in 15 states. The Regulatory Compliance team that supports the PCO is responsibility to assess, investigate, audit and ... validate the mitigation of compliance risk across the organization. This team ensures that...the audit process including evaluating control design and adequacy, testing to ensure adherence with established policies and internal… more
- Humana (Augusta, ME)
- …in either Central or Eastern Time. Associate Director, Regulatory Intake Compliance is responsible for enterprise-wide regulatory monitoring , including ... caring community and help us put health first** The Associate Director, Compliance ensures compliance with governmental requirements. The Associate Director, … more
- TD Bank (Portland, ME)
- …limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...As part of this, the Manager focuses on tracking, monitoring , and challenging other Second Line of Defense teams… more
- Baylor Scott & White Health (Augusta, ME)
- …controls to protect payment card data. + Conduct vulnerability scans, penetration testing , and security monitoring activities. + Analyze system and network ... may vary based on position type and/or level **Job Summary:** The PCI Compliance Program Manager is responsible for leading the organization's Payment Card Industry… more
- NTT America, Inc. (Augusta, ME)
- …function. **Key responsibilities:** + Under supervision, assists with implementing, controlling, and monitoring of periodic compliance testing . + Actively ... supports the management of overall financial forecasting processes. + Under supervision reviews financial records to ensure they comply with company policies and accounting principles. + Assists with reconciling accounts, resolving discrepancies, and… more
- Wolters Kluwer (Augusta, ME)
- …capacity planning, and performance optimization. + Create and maintain comprehensive testing strategies to ensure software reliability, accuracy, and performance. + ... of technical excellence, collaboration, and continuous improvement. + Ensure compliance with security, governance, and operational standards across all platform… more
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