- TD Bank (Portland, ME)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (Portland, ME)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- TD Bank (Portland, ME)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- UMB Bank (Augusta, ME)
- …administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst, you will carry out the testing function ... a strong Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance reviews and transactional … more
- SolomonEdwards (Augusta, ME)
- …new AML/Fraud monitoring scenarios. * Support model tuning, calibration, and back- testing using historical transaction data. * Partner with Compliance and ... Lead with deep expertise in Anti-Money Laundering (AML) and Fraud Transaction Monitoring Systems to design, implement, and optimize enterprise-scale monitoring … more
- TD Bank (Portland, ME)
- …Financial Crime Risk Management **Job Description:** **Department Overview:** The US FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, ... risk-based, 2LoD testing process designed to periodically review the design and...operating effectiveness of key processes and controls and assess compliance with relevant key laws, rules, and regulations. The… more
- Coinbase (Augusta, ME)
- …filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Coinbase (Augusta, ME)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Coinbase (Augusta, ME)
- …connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance ... regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst, Compliance TMS Operations within the CX Compliance team, you… more
- Fujifilm (Augusta, ME)
- … Compliance Director, this individual will ensure the effectiveness of compliance frameworks, oversee due diligence and monitoring activities, and support ... **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the...and to ensure a comprehensive understanding. + Perform transaction monitoring review. + Perform and manage third-party intermediary due… more