- TD Bank (Portland, ME)
- …supports TD business lines in identifying, assessing, and implementing regulatory change . The Regulatory Implementation Team within CRCO supports ... business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or… more
- Sedgwick (Portland, ME)
- …Maintains a deep understanding of the business line's processes, functions, technology and regulatory compliance. + Serves as a project manager and process owner ... Place to Work(R) Fortune Best Workplaces in Financial Services & Insurance Program Implementation Advisor **PRIMARY PURPOSE** **OF THE ROLE** To serve as the subject… more
- TD Bank (Portland, ME)
- …of elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing, as examples.** + **Environment ... the team by providing the Business areas with objective guidance on regulatory compliance controls, processes, and implementation of Compliance programs to… more
- TD Bank (Portland, ME)
- …a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant subject ... and individual circumstances.** **Job Summary:** The Compliance Risk and Reporting Manager leads the development and implementation (or lead support)… more
- TD Bank (Portland, ME)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring Programs will lead and enhance our Compliance ... have extensive experience with large banks, a deep understanding of regulatory requirements ("alphabet soup" regulations), and knowledge of diverse products,… more
- TD Bank (Portland, ME)
- …culture of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of the second line of defense, ... Personal Lending. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V), including… more
- TD Bank (Lewiston, ME)
- …Proactively advises covered TD businesses of new and changed AML/ATF/Sanctions/ABAC regulatory and/or policy requirements and articulates the impact to their ... processes and controls + Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit… more
- TD Bank (Portland, ME)
- …this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and ... audit team for an area of significant risk, complexity or scope + People Manager role that generally manages a team greater than 5 Audit professionals/specialists +… more
- TD Bank (Portland, ME)
- …of various stakeholders across the Enterprise. **Job Description:** The Lead Group Manager , Finance oversees a team of Business Finance professional roles that ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- Wolters Kluwer (Augusta, ME)
- Senior Field Sales Manager - Remote Work with Healthcare Providers, Payers, Consultants, Insurance Companies, Corporations and State/Local Government Agencies to sell ... and maintain Wolters Kluwer Healthcare Regulatory & Coding Solutions. **_ This position will work...decision makers + Account Planning - Works with Manager in planning sales strategy; aligns tactical account plans… more