- TD Bank (Portland, ME)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring Programs ... section below as you consider this opportunity. **Job Description Summary:** The Senior Compliance Business Oversight Manager provides advice, support… more
- TD Bank (Portland, ME)
- …creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of ... vary depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice,… more
- Coinbase (Augusta, ME)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance Operations at Coinbase, you'll lead ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more
- United Therapeutics (Augusta, ME)
- …about pharmacovigilance! You are a team player who loves quality, compliance , finding solutions and ensuring training standards are implemented and successful. ... will focus on enhancing and maintaining quality, training, and compliance (QTC) of GPS operations and practices. They will...lead and advise during PV audit and inspections, enhancing compliance , with UT key stakeholders and partners. They will… more
- TD Bank (Portland, ME)
- …responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned ... potential concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing communication,… more
- TD Bank (Portland, ME)
- …and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of … more
- TD Bank (Portland, ME)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- Navient (Augusta, ME)
- …to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance .** **As the Senior Compliance Analyst, you will:** + Review and approve ... marketing materials across channels (email, web, social, print, video), ensuring compliance with regulations like TILA, CAN-SPAM, UDAAP, and CFPB guidelines. +… more
- Guardian Life (Augusta, ME)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- TD Bank (Portland, ME)
- …7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more
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