- TD Bank (Portland, ME)
- …laws, rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for ... regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing… more
- Guardian Life (Augusta, ME)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, ... you will conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- TD Bank (Portland, ME)
- …new industry standards. The US Compliance - Regulatory Issue Management Senior Analyst has the following key responsibilities and desired experience: + ... and Experience below as you consider this opportunity._** **Job Description Summary** The Senior Compliance Governance & Operations Analyst provides a range… more
- Navient (Augusta, ME)
- …are about our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. ... 1st Line of Defense Compliance .** **As the Senior Compliance Analyst , you will:**...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial… more
- TD Bank (Portland, ME)
- …manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, ... in the US Compliance Operating Framework (COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk… more
- Datavant (Augusta, ME)
- …to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance ... within the healthcare or technology industry. + Experience designing, implementing, or testing compliance controls and frameworks. + Experience with corporate … more
- TD Bank (Portland, ME)
- …details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Analyst provides a broad range of research, analysis, ... matters within assigned or own area of specialization. The Senior Group Risk Analyst may support and/or...ability to create, manage and/or lead multiple complex ongoing testing initiatives, lead meetings with lines of business, interact… more
- CVS Health (Augusta, ME)
- …compassionate. And we do it all with heart, each and every day. **Position Summary** + The Senior Analyst (IT SOX), Corp IT Audit will be a key member of the ... with the annual planning process and supervises the execution of SOX testing . This role will be responsible for continually evaluating and recommending operational… more
- Coinbase (Augusta, ME)
- …Attendance is expected and fully supported. Coinbase is looking for a creative and analytical Senior Analyst of Technology Risk. You will serve as a member of ... owners. Facilitate agreement and documentation of risk treatment decisions; pressure testing treatment decisions and validating execution of mitigation plans across… more
- Coinbase (Augusta, ME)
- …Attendance is expected and fully supported. Coinbase is looking for a creative and analytical Senior Analyst of Technology Risk & Controls. You will serve as a ... implement automated solutions using low-code/no-code platforms to streamline control testing , monitoring, and reporting processes. * Risk Assessment and Mitigation:… more