- T. Rowe Price (Baltimore, MD)
- …Charles River (CRD), and supports client reporting on these restrictions. The Investment Compliance Analyst collaborates with, and provides information ... in ways that matter to you . Role Summary Investment Compliance is a global team responsible...operations managers, and other internal and external partners. The analyst also participates in and manages projects assigned by… more
- T. Rowe Price (Baltimore, MD)
- …make a difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by ... amendments to existing accounts, and programming of all restrictions into the firm's investment compliance monitoring system, Charles River. We are committed to… more
- Lincoln Financial (Annapolis, MD)
- …for this opportunity. **Requisition #:** 74762 **The Role at a Glance** The Analyst , Investment Accounting Trade Operations will provide timely and accurate more ... complex investment data and investment accounting for the...the integrity of accounting records for completeness, accuracy and compliance with accepted accounting policies and principles. + Serves… more
- T. Rowe Price (Baltimore, MD)
- …a difference in ways that matter to you . Role Summary The Lead Portfolio Investment Analyst (PIA) resides within the TRPIM Investment and Trading Solutions ... traders on behalf of Portfolio Managers to resolve trading issues. + Works with Compliance and Legal to clarify and resolve investment strategy issues and… more
- T. Rowe Price (Baltimore, MD)
- …a difference in ways that matter to you . Role Summary The Lead Portfolio Investment Analyst (PIA) resides within the Investment and Trading Solutions group. ... Hong Kong trading desks regarding trades, accounts and best practices + Works with Compliance and Legal to clarify and resolve investment strategy issues and… more
- T. Rowe Price (Baltimore, MD)
- …for individuals, trusts, endowments, foundations and other institutions. The PAM Analyst supports the PAM Investment Staff through proactively identifying ... orders, liaising with relevant business contacts (internally and externally) to coordinate service to the client.; and resolving investment , client and custodian… more
- T. Rowe Price (Baltimore, MD)
- …with other areas of the firm including, Sales, Distribution, Operations and Client Services . Supports Investment teams through all stages of the account life ... asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset… more
- Guardian Life (Annapolis, MD)
- …of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a...of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at… more
- T. Rowe Price (Baltimore, MD)
- …functions such as Front Office Investments, Trading, Counterparty Risk, and Investment Compliance . Identify patterns, inconsistencies, and clarify complex ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...and maintenance. Coordinate with internal teams (eg, Market Data Services ) to verify index data licensing compliance .… more
- PNC (Baltimore, MD)
- …opportunity to contribute to the company's success. As a Fixed Income Quantitative Analyst within the PNC Capital Advisors organization, you will be based in ... STEM OPT for this position. PNC Capital Advisors (PCA) is a Registered Investment Advisor (RIA) that specializes in managing taxable fixed income portfolios for… more