- UMB Bank (St. Paul, MN)
- …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst , you will carry out the testing ... a strong Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance reviews and transactional … more
- Guardian Life (St. Paul, MN)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- Coinbase (St. Paul, MN)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment… more
- Coinbase (St. Paul, MN)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... experience in Internal Controls over Financial Reporting, SOX 404 frameworks, and testing to support compliance * Prior experience at a big 4 accounting firm *… more
- Deluxe (Minneapolis, MN)
- As a Principal Information Security Compliance Analyst at Deluxe, you will play a crucial role in ensuring our organization meets and maintains the highest ... standards of security and compliance . We are seeking a detail-oriented and proactive individual to assist in internal and external risk and compliance audits,… more
- Coinbase (St. Paul, MN)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX Compliance ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- Coinbase (St. Paul, MN)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- Huntington National Bank (Plymouth, MN)
- …to improve the effectiveness and efficiency of the underlying operational, modeling, and compliance programs. The AML Product Analyst 2 is a mid-tier career ... models, and business intelligence used for BSA/AML and OFAC compliance . In addition to continuously improving Customer Risk Management,...product groups, and lines of business stakeholders. AML Product Analyst 2 The AML Product Analyst 2… more
- Raymond James Financial, Inc. (St. Paul, MN)
- …Manager or Senior Analyst in the design, planning, and execution of testing strategies; under direct supervision, may lead the testing efforts of other ... specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data...locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key… more
- CAI (St. Paul, MN)
- Business Analyst **Req number:** R6829 **Employment type:** Full time **Worksite flexibility:** Remote **Who we are** CAI is a global technology services firm with ... neurodiversity to the enterprise. **Job Summary** As the Business Analyst you will be responsible for gathering and documenting...use and test cases + Prepare, review, and/or monitor compliance of any or all project artifacts listed in… more
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