- Guardian Life (St. Paul, MN)
- …and Park Avenue Investment Advisory, you will conduct branch office inspections using risk - based testing methodologies to ensure compliance with FINRA Rule 3110 ... The Lead Compliance Analyst is responsible for developing a risk - based plan for the branch office inspection,...branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in… more
- Capital One (St. Paul, MN)
- Manager , Capital Markets & Risk -Treasury Management (Remote-Eligible) The Treasury Systems & Business Solutions team, a department within Treasury that falls ... to work with the Agile pod in delivering cloud- based solutions for the overall business intent through close...worked. Remote (Regardless of Location): $149,800 - $171,000 for Manager , Capital Markets & Risk McLean, VA:… more
- US Bank (Minneapolis, MN)
- …Audit Director in developing and driving the execution and coordination of the risk - based Annual Audit Plan for Wealth, Commercial, Capital Markets. Includes ... from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, Capital Markets is a senior level management position… more
- Burns & McDonnell (Minneapolis, MN)
- **Description** The Assistant Construction Manager will assist the Construction Project Manager , Project Manager , Site Manager , and/or the Engineer ... Procure Construct (EPC) Project Manager or Program Manager with day to day management of project safety, quality, schedule, cost control, contracts,… more
- Bank of America (Wayzata, MN)
- …needs + Recommending investment products and services that are suitable for prospects based on their objectives, resources, time horizon, risk profile and ... the largest businesses of its kind in the world specializing in goals- based wealth management, including planning for retirement, education, legacy, and other life… more
- US Bank (Minneapolis, MN)
- …audit activities at the direction of the lead auditor and/or primary audit manager , including assisting in planning of projects and development of audit testing ... policies and procedures. **Primary Responsibilities** + Performing control testing based on audit testing program directions. Includes using appropriate sampling… more