- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Compliance / Regulatory Risk Manager will support the oversight and ... applicable federal and state regulations. This role is responsible for monitoring regulatory developments, conducting risk assessments, and supporting audits and… more
- City National Bank (Charlotte, NC)
- *TECHNOLOGY PROJECT SENIOR MANAGER - IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible ... and/or complex technology projects or programs focused on IT risk , compliance , and regulatory initiatives....Degree or equivalent * Minimum of 7 years project manager experience * Minimum of 5 years of experience… more
- Deloitte (Charlotte, NC)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + ... Financial Services Manager - Regulatory & Financial Risk Our Deloitte... & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk… more
- TD Bank (Charlotte, NC)
- …experience + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, ... compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager ...to the development and rollout of change activities. Ensuring compliance with all internal governance documents and regulatory… more
- TD Bank (Charlotte, NC)
- …is seeking a **Senior Manager ** to prepare executive reporting content for compliance and risk stakeholders. This critical role will lead enterprise risk ... a mission to build a more resilient and scalable compliance risk management function. As part of...direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code… more
- Wells Fargo (Charlotte, NC)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- City National Bank (Charlotte, NC)
- …and other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk ... *BUSINESS CONTROLS MANAGER -TECHNOLOGY RISK AND COMPLIANCE *... Management System (CMS) process, with a focus on compliance issue management, regulatory change management, reporting… more
- Bank of America (Charlotte, NC)
- …role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well as external Regulatory examiners.The role will require ... GT Risk and Regulatory Portfolio Executive -...the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification,… more
- American Express (Charlotte, NC)
- …of integrity and effective second line independent Compliance oversight.** The Manager , Compliance Risk Assessment Program, supports the development, ... , Audit, or related field in financial services. + Foundational understanding of risk assessment principles, regulatory compliance , and internal control… more
- Bank of America (Charlotte, NC)
- …+ Detail oriented **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue ... The Global Financial Crimes AML/Sanctions Risk Assessment Manager is responsible for supporting compliance with...Customer Due Diligence + Regulatory Knowledge + Risk Monitoring & Testing + Financial Crimes Compliance… more