- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management ... be essential in ensuring effective risk management, robust processes and controls , strong oversight, and operational resilience. Responsibilities: + Risk Management:… more
- PNC (Charlotte, NC)
- …an opportunity to contribute to the company's success. As an AML Sanctions Advisor within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent ... a centralized advisory team responsible for setting enterprise-wide KYC/CDD requirements and governance framework as well as providing guidance and support to PNC… more
- Truist (Charlotte, NC)
- …It guides us, motivates us and influences everything we do. The Enterprise Technology Governance and Controls Team is a first line risk management function that ... risks. + Ability to assess levels of adherence/execution and identify risk/ control improvement opportunities in risk management principles/ controls , broad based… more
- Truist (Charlotte, NC)
- … control environment + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate and ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...within the Technology Business Unit. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... specifically as it relates to secure software development. The Risk and Compliance Advisor (Mid-Level) will collaborate closely with team leads to bolster the SSDLC… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... and impactful. **The Opportunity** We are seeking a Risk and Compliance Advisor with Cloud Security, Cyber Threat Operations, Infrastructure & Network Security,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Associate Financial Relationship Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Learn ... . **In this role, you will:** + Support clients and provide financial advice and counsel consistent with client goals and risk tolerance with a focus… more
- Comerica (Charlotte, NC)
- …effective controls are proactively integrated into key business processes. The Business Control Director Senior is a trusted advisor to line of business ... teams as well as business leaders to provide proactive advice and input on key business and control...robust oversight to continuous monitoring plans and risk and control assessments. Oversees creation of governance materials… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... USAA's Technology Risk Management team seeks a highly skilled Risk and Compliance Advisor Senior- Customer Identity Access Management to play a meaningful role in… more
- TD Bank (Charlotte, NC)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or implements actions/remediation plans to address ... **Job Description:** The Lead Business Insights Specialist acts as an advisor to business leaders and stakeholders. This role provides comprehensive analytical… more