- Capital One (Charlotte, NC)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification + 6 + ... Audit Manager : Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the… more
- TD Bank (Charlotte, NC)
- …Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global Regulatory Change and Library ... Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global Regulatory Change and Library… more
- Deloitte (Charlotte, NC)
- Senior Manager : Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager : Compliance & Reporting plays a key role ... in executing complex and highly visible records and contracts compliance programs and initiatives within the Deloitte US Firm....and initiatives within the Deloitte US Firm. The Senior Manager works with R&C leaders to develop and execute… more
- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and ... experience section below as you consider this opportunity.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Charlotte, NC)
- …team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring Programs will lead and ... below as you consider this opportunity. **Job Description Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Charlotte, NC)
- …which is outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. TD Bank is seeking a **Senior Manager ** to prepare executive reporting content for compliance and risk stakeholders. ... transition may vary depending on availability and individual circumstances._ The Senior Manager , Compliance Governance & Operations leads, develops and oversees… more
- American Express (Charlotte, NC)
- …while fostering a culture of integrity and effective second line independent Compliance oversight.** The Manager , Compliance Risk Assessment Program, ... will you make an impact in this role?** **Global Compliance and Ethics (GCE), is responsible for establishing and...(GCE), is responsible for establishing and maintaining a robust compliance program that ensures American Express is adhering to… more
- Coinbase (Charlotte, NC)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance Operations at Coinbase, you'll lead the charge in ... of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind...work to the highest quality standards and in full compliance with our regulatory obligations. In this critical role,… more
- TD Bank (Charlotte, NC)
- …standards. **About the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building ... a Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and Operations, Program Management. The successful candidate is… more
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